For
the purposes of the NIMS, the following terms and definitions
apply:
Agency:
A division of government with a specific function offering
a particular kind of assistance. In ICS, agencies are defined
either as jurisdictional (having statutory responsibility
for incident management) or as assisting or cooperating (providing
resources or other assistance).
Agency Representative: A
person assigned by a primary, assisting, or cooperating Federal,
State, local, or tribal government agency or private entity
that has been delegated authority to make decisions affecting
that agency’s or organization’s participation
in incident management activities following appropriate consultation
with the leadership of that agency.
Area Command
(Unified Area Command): An organization established
(1) to oversee the management of multiple incidents that
are each being handled by an ICS organization or (2) to
oversee the management of large or multiple incidents to
which several Incident Management Teams have been assigned.
Area Command has the responsibility to set overall strategy
and priorities, allocate critical resources according to
priorities, ensure that incidents are properly managed,
and ensure that objectives are met and strategies followed.
Area Command becomes Unified Area Command when incidents
are multijurisdictional. Area Command may be established
at an emergency operations center facility or at some location
other than an incident command post.
Assessment:
The evaluation and interpretation of measurements and other
information to provide a basis for decision-making.
Assignments:
Tasks given to resources to perform within a given operational
period that are based on operational objectives defined in
the IAP.
Assistant:
Title for subordinates of principal Command Staff positions.
The title indicates a level of technical capability, qualifications,
and responsibility subordinate to the primary positions.
Assistants may also be assigned to unit leaders.
Assisting
Agency: An agency or organization providing personnel,
services, or other resources to the agency with direct
responsibility for incident management. See also Supporting
Agency.
Available
Resources: Resources assigned to an incident,
checked in, and available for a mission assignment, normally
located in a Staging Area.
Branch:
The organizational level having functional or geographical
responsibility for major aspects of incident operations.
A branch is organizationally situated between the section
and the division or group in the Operations Section, and
between the section and units in the Logistics Section. Branches
are identified by the use of Roman numerals or by functional
area.
Chain of
Command: A series of command, control, executive,
or management positions in hierarchical order of authority.
Check-In:
The process through which resources first report to an incident.
Check-in locations include the incident command post, Resources
Unit, incident base, camps, staging areas, or directly on
the site.
Chief:
The ICS title for individuals responsible for management
of functional sections: Operations, Planning, Logistics,
Finance/Administration, and Intelligence (if established
as a separate section).
Command:
The act of directing, ordering, or controlling by virtue
of explicit statutory, regulatory, or delegated authority.
Command
Staff: In an incident management organization,
the Command Staff consists of the Incident Command and
the special staff positions of Public Information Officer,
Safety Officer, Liaison Officer, and other positions as
required, who report directly to the Incident Commander.
They may have an assistant or assistants, as needed.
Common Operating
Picture: A broad view of the overall situation
as reflected by situation reports, aerial photography,
and other information or intelligence. Communications Unit:
An organizational unit in the Logistics Section responsible
for providing communication services at an incident or
an EOC. A Communications Unit may also be a facility (e.g.,
a trailer or mobile van) used to support an Incident Communications
Center.
Cooperating
Agency: An agency supplying assistance other than
direct operational or support functions or resources to
the incident management effort.
Coordinate:
To advance systematically an analysis and exchange of information
among principals who have or may have a need to know certain
information to carry out specific incident management responsibilities.
Deputy:
A fully qualified individual who, in the absence of a superior,
can be delegated the authority to manage a functional operation
or perform a specific task. In some cases, a deputy can act
as relief for a superior and, therefore, must be fully qualified
in the position. Deputies can be assigned to the Incident
Commander, General Staff, and Branch Directors.
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Dispatch:
The ordered movement of a resource or resources to an assigned
operational mission or an administrative move from one location
to another.
Division:
The partition of an incident into geographical areas of operation.
Divisions are established when the number of resources exceeds
the manageable span of control of the Operations Chief. A
division is located within the ICS organization between the
branch and resources in the Operations Section.
Emergency:
Absent a Presidentially declared emergency, any incident(s),
human-caused or natural, that requires responsive action
to protect life or property. Under the Robert T. Stafford
Disaster Relief and Emergency Assistance Act, an emergency
means any occasion or instance for which, in the determination
of the President, Federal assistance is needed to supplement
State and local efforts and capabilities to save lives and
to protect property and public health and safety, or to lessen
or avert the threat of a catastrophe in any part of the United
States.
Emergency
Operations Centers (EOCs): The physical location
at which the coordination of information and resources
to support domestic incident management activities normally
takes place. An EOC may be a temporary facility or may
be located in a more central or permanently established
facility, perhaps at a higher level of organization within
a jurisdiction. EOCs may be organized by major functional
disciplines (e.g., fire, law enforcement, and medical services),
by jurisdiction (e.g., Federal, State, regional, county,
city, tribal), or some combination thereof.
Emergency
Operations Plan: The “steady-state” plan
maintained by various jurisdictional levels for responding
to a wide variety of potential hazards.
Emergency
Public Information: Information that is disseminated
primarily in anticipation of an emergency or during an
emergency. In addition to providing situational information
to the public, it also frequently provides directive actions
required to be taken by the general public.
Emergency
Response Provider: Includes Federal, State, local,
and tribal emergency public safety, law enforcement, emergency
response, emergency medical (including hospital emergency
facilities), and related personnel, agencies, and authorities.
See Section 2 (6), Homeland Security Act of 2002, Pub.
L. 107-296, 116 Stat. 2135 (2002). Also known as Emergency
Responder.
Evacuation:
Organized, phased, and supervised withdrawal, dispersal,
or removal of civilians from dangerous or potentially dangerous
areas, and their reception and care in safe areas.
Event:
A planned, nonemergency activity. ICS can be used as the
management system for a wide range of events, e.g., parades,
concerts, or sporting events.
Federal:
Of or pertaining to the Federal Government of the United
States of America.
Function:
Function refers to the five major activities in ICS: Command,
Operations, Planning, Logistics, and Finance/Administration.
The term function is also used when describing the activity
involved, e.g., the planning function. A sixth function,
Intelligence, may be established, if required, to meet incident
management needs.
General
Staff: A group of incident management personnel
organized according to function and reporting to the Incident
Commander. The General Staff normally consists of the Operations
Section Chief, Planning Section Chief, Logistics Section
Chief, and Finance/Administration Section Chief.
Group:
Established to divide the incident management structure into
functional areas of operation. Groups are composed of resources
assembled to perform a special function not necessarily within
a single geographic division. Groups, when activated, are
located between branches and resources in the Operations
Section. (See Division.)
Hazard:
Something that is potentially dangerous or harmful, often
the root cause of an unwanted outcome.
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Incident:
An occurrence or event, natural or human-caused, that requires
an emergency response to protect life or property. Incidents
can, for example, include major disasters, emergencies, terrorist
attacks, terrorist threats, wildland and urban fires, floods,
hazardous materials spills, nuclear accidents, aircraft accidents,
earthquakes, hurricanes, tornadoes, tropical storms, war-related
disasters, public health and medical emergencies, and other
occurrences requiring an emergency response.
Incident
Action Plan: An oral or written plan containing
general objectives reflecting the overall strategy for
managing an incident. It may include the identification
of operational resources and assignments. It may also include
attachments that provide direction and important information
for management of the incident during one or more operational
periods.
Incident
Command Post (ICP): The field location at which
the primary tactical-level, on-scene incident command functions
are performed. The ICP may be collocated with the incident
base or other incident facilities and is normally identified
by a green rotating or flashing light.
Incident
Command System (ICS): A standardized on-scene
emergency management construct specifically designed to
provide for the adoption of an integrated organizational
structure that reflects the complexity and demands of single
or multiple incidents, without being hindered by jurisdictional
boundaries. ICS is the combination of facilities, equipment,
personnel, procedures, and communications operating within
a common organizational structure, designed to aid in the
management of resources during incidents. It is used for
all kinds of emergencies and is applicable to small as
well as large and complex incidents. ICS is used by various
jurisdictions and functional agencies, both public and
private, to organize field-level incident management operations.
Incident
Commander (IC): The individual responsible for
all incident activities, including the development of strategies
and tactics and the ordering and the release of resources.
The IC has overall authority and responsibility for conducting
incident operations and is responsible for the management
of all incident operations at the incident site.
Incident
Management Team (IMT): The IC and appropriate
Command and General Staff personnel assigned to an incident.
Incident
Objectives: Statements of guidance and direction
necessary for selecting appropriate strategy(s) and the
tactical direction of resources. Incident objectives are
based on realistic expectations of what can be accomplished
have been effectively deployed. Incident objectives must
be achievable and measurable, yet flexible enough to allow
strategic and tactical alternatives.
Initial
Action: The actions taken by those responders
first to arrive at an incident site.
Initial
Response: Resources initially committed to an
incident.
Intelligence
Officer: The intelligence officer is responsible
for managing internal information, intelligence, and operational
security requirements supporting incident management activities.
These may include information security and operational
security activities, as well as the complex task of ensuring
that sensitive information of all types
(e.g., classified information, law enforcement sensitive information,
proprietary information, or export-controlled information) is handled
in a way that not only safeguards the information, but also ensures that
it gets to those who need access to it to perform their missions effectively
and safely.
Joint Information
Center (JIC): A facility established to coordinate
all incident-related public information activities. It
is the central point of contact for all news media at the
scene of the incident. Public information officials from
all participating agencies should collocate at the JIC.
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Joint Information
System (JIS): Integrates incident information
and public affairs into a cohesive organization designed
to provide consistent, coordinated, timely information
during crisis or incident operations. The mission of the
JIS is to provide a structure and system for developing
and delivering coordinated interagency messages; developing,
recommending, and executing public information plans and strategies on
behalf of the IC; advising the IC concerning public affairs issues that
could affect a response effort; and controlling rumors and inaccurate
information that could undermine public confidence in the emergency response
effort.
Jurisdiction:
A range or sphere of authority. Public agencies have jurisdiction
at an incident related to their legal responsibilities and
authority. Jurisdictional authority at an incident can be
political or geographical (e.g., city, county, tribal, State,
or Federal boundary lines) or functional (e.g., law enforcement,
public health).
Liaison:
A form of communication for establishing and maintaining
mutual understanding and cooperation.
Liaison
Officer: A member of the Command Staff responsible
for coordinating with representatives from cooperating
and assisting agencies.
Local Government:
A county, municipality, city, town, township, local public
authority, school district, special district, intrastate
district, council of governments (regardless of whether the
council of governments is incorporated as a nonprofit corporation
under State law), regional or interstate government entity,
or agency or instrumentality of a local government; an Indian
tribe or authorized tribal organization, or in Alaska a Native
village or Alaska Regional Native Corporation; a rural community,
unincorporated town or village, or other public entity. See
Section 2 (10), Homeland Security Act of 2002, Pub. L. 107-296,
116 Stat. 2135 (2002).
Logistics:
Providing resources and other services to support incident
management. Logistics Section: The section responsible for
providing facilities, services, and material support for
the incident.
Major Disaster:
As defined under the Robert T. Stafford Disaster Relief and
Emergency Assistance Act (42 U.S.C. 5122), a major disaster
is any natural catastrophe (including any hurricane, tornado,
storm, high water, wind-driven water, tidal wave, tsunami,
earthquake, volcanic eruption, landslide, mudslide, snowstorm,
or drought), or, regardless of cause, any fire, flood, or
explosion, in any part of the United States, which in the
determination of the President causes damage of sufficient
severity and magnitude to warrant major disaster assistance
under this Act to supplement the efforts and available resources
of States, tribes, local governments, and disaster relief
organizations in alleviating the damage, loss, hardship,
or suffering caused thereby.
Management
by Objective: A management approach that involves
a four-step process for achieving the incident goal. The
Management by Objectives approach includes the following:
establishing overarching objectives; developing and issuing
assignments, plans, procedures, and protocols; establishing
specific, measurable objectives for various incident management
functional activities and directing efforts to fulfill
them, in support of defined strategic objectives; and documenting
results to measure performance and facilitate corrective
action.
Mitigation:
The activities designed to reduce or eliminate risks to persons
or property or to lessen the actual or potential effects
or consequences of an incident. Mitigation measures may be
implemented prior to, during, or after an incident. Mitigation
measures are often informed by lessons learned from prior
incidents. Mitigation involves ongoing actions to reduce
exposure to, probability of, or potential loss from hazards.
Measures may include zoning and building codes, floodplain
buyouts, and analysis of hazard- related data to determine
where it is safe to build or locate temporary facilities.
Mitigation can include efforts to educate governments, businesses,
and the public on measures they can take to reduce loss and
injury.
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Mobilization:
The process and procedures used by all organizations—Federal,
State, local, and tribal—for activating, assembling,
and transporting all resources that have been requested to
respond to or support an incident.
Multiagency
Coordination Entity: A multiagency coordination
entity functions within a broader multiagency coordination
system. It may establish the priorities among incidents
and associated resource allocations, deconflict agency
policies, and provide strategic guidance and direction
to support incident management activities.
Multiagency
Coordination Systems: Multiagency coordination
systems provide the architecture to support coordination
for incident prioritization, critical resource allocation,
communications systems integration, and information coordination.
The components of multiagency coordination systems include
facilities, equipment, emergency operation centers (EOCs),
specific multiagency coordination entities, personnel,
procedures, and communications. These systems assist agencies
and organizations to fully integrate the subsystems of
the NIMS.
Multijurisdictional
Incident: An incident requiring action from multiple
agencies that each have jurisdiction to manage certain
aspects of an incident. In ICS, these incidents will be
managed under Unified Command.
Mutual-Aid
Agreement: Written agreement between agencies
and/or jurisdictions that they will assist one another
on request, by furnishing personnel, equipment, and/or
expertise in a specified manner.
National:
Of a nationwide character, including the Federal, State,
local, and tribal aspects of governance and polity.
National
Disaster Medical System: A cooperative, asset-sharing
partnership between the Department of Health and Human
Services, the Department of Veterans Affairs, the Department
of Homeland Security, and the Department of Defense. NDMS
provides resources for meeting the continuity of care and
mental health services requirements of the Emergency Support
Function 8 in the Federal Response Plan.
National
Incident Management System: A system mandated
by HSPD-5 that provides a consistent nationwide approach
for Federal, State, local, and tribal governments; the
private-sector, and nongovernmental organizations to work
effectively and efficiently together to prepare for, respond
to, and recover from domestic incidents, regardless of
cause, size, or complexity. To provide for interoperability
and compatibility among Federal, State, local, and tribal
capabilities, the NIMS includes a core set of concepts,
principles, and terminology. HSPD-5 identifies these as
the ICS; multiagency coordination systems; training; identification
and management of resources (including systems for classifying
types of resources); qualification and certification; and
the collection, tracking, and reporting of incident information
and incident resources. National Response Plan: A plan
mandated by HSPD-5 that integrates Federal domestic
prevention, preparedness, response, and recovery plans into one all-discipline,
all-hazards plan.
Nongovernmental
Organization: An entity with an association that
is based on interests of its members, individuals, or institutions
and that is not created by a government, but may work cooperatively
with government. Such organizations serve a public purpose,
not a private benefit. Examples of NGOs include faith-based
charity organizations and the American Red Cross.
Operational
Period: The time scheduled for executing a given
set of operation actions, as specified in the Incident
Action Plan. Operational periods can be of various lengths,
although usually not over 24 hours.
Operations
Section: The section responsible for all tactical
incident operations. In ICS, it normally includes subordinate
branches, divisions, and/or groups.
Personnel
Accountability: The ability to account for the
location and welfare of incident personnel. It is accomplished
when supervisors ensure that ICS principles and processes
are functional and that personnel are working within established
incident management guidelines.
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Planning
Meeting: A meeting held as needed prior to and
throughout the duration of an incident to select specific
strategies and tactics for incident control operations
and for service and support planning. For larger incidents,
the planning meeting is a major element in the development
of the Incident Action Plan (IAP).
Planning
Section: Responsible for the collection, evaluation,
and dissemination of operational information related to
the incident, and for the preparation and documentation
of the IAP. This section also maintains information on
the current and forecasted
situation and on the status of resources assigned to the incident.
Preparedness:
The range of deliberate, critical tasks and activities necessary
to build, sustain, and improve the operational capability
to prevent, protect against, respond to, and recover from
domestic incidents. Preparedness is a continuous process.
Preparedness involves efforts at all levels of government
and between government and private-sector and nongovernmental
organizations to identify threats, determine vulnerabilities,
and identify required resources. Within the NIMS, preparedness
is operationally focused on establishing guidelines, protocols,
and standards for planning, training and exercises, personnel
qualification and certification, equipment certification,
and publication management.
Preparedness
Organizations: The groups and fora that provide
interagency coordination for domestic incident management
activities in a nonemergency context. Preparedness organizations
can include all agencies with a role in incident management,
for prevention, preparedness, response, or recovery activities.
They represent a wide variety of committees, planning groups,
and other organizations that meet and coordinate to ensure
the proper level of planning, training, equipping, and
other preparedness requirements within a jurisdiction or
area.
Prevention:
Actions to avoid an incident or to intervene to stop an incident
from occurring. Prevention involves actions to protect lives
and property. It involves applying intelligence and other
information to a range of activities that may include such
countermeasures as deterrence operations; heightened inspections;
improved surveillance and security operations; investigations
to determine the full nature and source of the threat; public
health and agricultural surveillance and testing processes;
immunizations, isolation, or quarantine; and, as appropriate,
specific law enforcement operations aimed at deterring, preempting,
interdicting, or disrupting illegal activity and apprehending
potential perpetrators and bringing them to justice.
Private
Sector: Organizations and entities that are not
part of any governmental structure. It includes for-profit
and not-for-profit organizations, formal and informal structures,
commerce and industry, and private voluntary organizations
(PVO). Processes: Systems of operations that incorporate
standardized procedures, methodologies, and functions necessary
to provide resources effectively and efficiently. These
include resource typing, resource ordering and tracking,
and coordination.
Public Information
Officer: A member of the Command Staff responsible
for interfacing with the public and media or with other
agencies with incident-related information requirements.
Publications
Management: The publications management subsystem
includes materials development, publication control, publication
supply, and distribution. The development and distribution
of NIMS materials is managed through this subsystem. Consistent
documentation is critical to success, because it ensures
that all responders are familiar with the documentation
used in a particular incident regardless of the location
or the responding agencies involved.
Qualification
and Certification: This subsystem provides recommended
qualification and certification standards for emergency
responder and incident management personnel. It also allows
the development of minimum standards for resources expected
to have an interstate application. Standards typically
include training, currency, experience, and physical and
medical fitness.
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Reception
Area: This refers to a location separate from
staging areas, where resources report in for processing
and out-processing. Reception Areas provide accountability,
security, situational awareness briefings, safety awareness,
distribution of IAPs, supplies and equipment, feeding,
and bed down.
Recovery:
The development, coordination, and execution of service-
and site-restoration plans; the reconstitution of government
operations and services; individual, private- sector, nongovernmental,
and public-assistance programs to provide housing and to
promote restoration; long-term care and treatment of affected
persons; additional measures for social, political, environmental,
and economic restoration; evaluation of the incident to identify
lessons learned; postincident reporting; and development
of initiatives to mitigate the effects of future incidents.
Recovery
Plan: A plan developed by a State, local, or tribal
jurisdiction with assistance from responding Federal agencies
to restore the affected area.
Resources:
Personnel and major items of equipment, supplies, and facilities
available or potentially available for assignment to incident
operations and for which status is maintained. Resources
are described by kind and type and may be used in operational
support or supervisory capacities at an incident or at an
EOC.
Resource
Management: Efficient incident management requires
a system for identifying available resources at all jurisdictional
levels to enable timely and unimpeded access to resources
needed to prepare for, respond to, or recover from an incident.
Resource management under the NIMS includes mutual-aid
agreements; the use of special Federal, State, local, and
tribal teams; and resource mobilization protocols.
Resources
Unit: Functional unit within the Planning Section
responsible for recording the status of resources committed
to the incident. This unit also evaluates resources currently
committed to the incident, the effects additional responding
resources will have on the incident, and anticipated resource
needs.
Response:
Activities that address the short-term, direct effects of
an incident. Response includes immediate actions to save
lives, protect property, and meet basic human needs. Response
also includes the execution of emergency operations plans
and of mitigation activities designed to limit the loss of
life, personal injury, property damage, and other unfavorable
outcomes. As indicated by the situation, response activities
include applying intelligence and other information to lessen
the effects or consequences of an incident; increased security
operations; continuing investigations into nature and source
of the threat; ongoing public health and agricultural surveillance
and testing processes; immunizations, isolation, or quarantine;
and specific law enforcement operations aimed at preempting,
interdicting, or disrupting illegal activity, and apprehending
actual perpetrators and bringing them to justice.
Safety Officer:
A member of the Command Staff responsible for monitoring
and assessing safety hazards or unsafe situations and for
developing measures for ensuring personnel safety.
Section:
The organizational level having responsibility for a major
functional area of incident management, e.g., Operations,
Planning, Logistics, Finance/Administration, and Intelligence
(if established). The section is organizationally situated
between the branch and the Incident Command.
Span of
Control: The number of individuals a supervisor
is responsible for, usually expressed as the ratio of supervisors
to individuals. (Under the NIMS, an appropriate span of
control is between 1:3 and 1:7.)
Staging
Area: Location established where resources can
be placed while awaiting a tactical assignment. The Operations
Section manages Staging Areas.
State:
When capitalized, refers to any State of the United States,
the District of Columbia, the Commonwealth of Puerto Rico,
the Virgin Islands, Guam, American Samoa, the Commonwealth
of the Northern Mariana Islands, and any possession of the
United States. See Section 2 (14), Homeland Security Act
of 2002, Pub. L. 107-296, 116
Stat. 2135 (2002).
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Strategic:
Strategic elements of incident management are characterized
by continuous long-term, high-level planning by organizations
headed by elected or other senior officials. These elements
involve the adoption of long-range goals and objectives,
the setting of priorities; the establishment of budgets and
other fiscal decisions, policy development, and the application
of measures of performance or effectiveness.
Strike Team:
A set number of resources of the same kind and type that
have an established minimum number of personnel.
Strategy:
The general direction selected to accomplish incident objectives
set by the IC.
Supporting
Technologies: Any technology that may be used
to support the NIMS is included in this subsystem. These
technologies include orthophoto mapping, remote automatic
weather stations, infrared technology, and communications,
among various others.
Task Force:
Any combination of resources assembled to support a specific
mission or operational need. All resource elements within
a Task Force must have common communications and a designated
leader.
Technical
Assistance: Support provided to State, local,
and tribal jurisdictions when they have the resources but
lack the complete knowledge and skills needed to perform
a required activity (such as mobile-home park design and
hazardous material assessments).
Terrorism:
Under the Homeland Security Act of 2002, terrorism is defined
as activity that involves an act dangerous to human life
or potentially destructive of critical infrastructure or
key resources and is a violation of the criminal laws of
the United States or of any State or other subdivision of
the United States in which it occurs and is intended to intimidate
or coerce the civilian population or influence a government
or affect the conduct of a government by mass destruction,
assassination, or kidnapping. See Section 2 (15), Homeland
Security Act of 2002, Pub. L. 107-296, 116 Stat. 2135 (2002).
Threat:
An indication of possible violence, harm, or danger.
Tools:
Those instruments and capabilities that allow for the professional
performance of tasks, such as information systems, agreements,
doctrine, capabilities, and legislative authorities.
Tribal:
Any Indian tribe, band, nation, or other organized group
or community, including any Alaskan Native Village as defined
in or established pursuant to the Alaskan Native Claims Settlement
Act (85 stat. 688) [43 U.S.C.A. and 1601 et seq.], that is
recognized as eligible for the special programs and services
provided by the United States to Indians because of their
status as Indians.
Type:
A classification of resources in the ICS that refers to capability.
Type 1 is generally considered to be more capable than Types
2, 3, or 4, respectively, because of size; power; capacity;
or, in the case of incident management teams, experience
and qualifications.
Unified
Area Command: A Unified Area Command is established
when incidents under an Area Command are multijurisdictional.
(See Area Command.)
Unified
Command: An application of ICS used when there
is more than one agency with incident jurisdiction or when
incidents cross political jurisdictions. Agencies work
together through the designated members of the UC, often
the senior person from agencies and/or disciplines participating
in the UC, to establish a common set of objectives and
strategies and a single IAP.
Unit:
The organizational element having functional responsibility
for a specific incident planning, logistics, or finance/administration
activity.
Unity of
Command: The concept by which each person within
an organization reports to one and only one designated
person. The purpose of unity of command is to ensure unity
of effort under one responsible commander for every objective.
Volunteer:
For purposes of the NIMS, a volunteer is any individual accepted
to perform services by the lead agency, which has authority
to accept volunteer services, when the individual performs
services without promise, expectation, or receipt of compensation
for services performed. See, e.g., 16 U.S.C. 742f(c) and
29 CFR 553.101.
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